Welcome to UNIVERSE, Inc.
UNIVERSE, Inc. is an independent, fee-based Registered Investment Advisor. The company was incorporated in New York State in September 1996. It is located in the capital of the financial world – New York City.
The President and portfolio manager, Mr. Dmitriy Dolgin, holds a Master of Business Administration degree in Finance from New York University and has more than 20 years of investment experience.
About UNIVERSE, Inc.
Our Goal:
The goal of the company is to provide a diversified range of the highest quality investment services to support the goals of private investors throughout the world.
Why Universe, Inc.?
- Universe, Inc. investment methods reflect the best academic research.
- Our advisory fees are among the lowest in the industry.
- We do not require any minimum to invest.
- The most important element of our management is that each portfolio is managed individually to each client’s objectives. Emphasis is made upon an individual service rather than a product or on-size-fits-all investment approach.
- It is our goal to educate our clients about the investment management process.
Underlying principles:
All of our revenue is derived only from the fees paid directly to us by our clients.
We receive absolutely no compensation from brokers, broker-dealers, insurance agencies, banks, mutual funds or finders fees of any sort.
We maintain all client information in the strictest confidence.
Our services:
Investments:
- Mutual Funds
- ETFs
- Stocks
- Bonds
- REITs
Retirement Plans for Small Business:
- SIMPLE IRA
- SEP IRA
- 401k Plan
- Defined Contribution Plan
- Defined Benefit Plan
Regulatory and Disclosure
All information contained herein is for informational purposes only and does not consitute a solicitation or offer to provide financial advice or investment advisory services. Any follow-up, or individualized response to any person that involves either the effecting or attempting to effect transactions in personal financial planning services, or the rendering of personalized investment advice for compensation, will not be made absent of compliance with state investment adviser requirements, or an applicable exemption or exclusion.
This presentation does not purport to be a complete description of our services or performance. It is not our intention to state or imply in any manner that past results and/or profitability is an indication of future performance. All material presented is compiled from sources believed to be reliable. However, accuracy cannot be guaranteed.
Management Fees Structure
Annual management fee structure
- 1.00% on the initial $100,000 in assets, plus
- 0.75% on an additional $200,000 in assets, plus
- 0.50% on an additional $300,000 in assets, plus
- 0.25% on an additional $400,000 in assets, plus
- 0.15% on the balance exceeding $1,000,000 in assets.
Fees are based on the net market value of assets under management at the end of each quarter and are payable at the start of the next quarter.
Example:
| Account size | Annual fee | % |
| $50,000.00 | $500.00 | 1.00 % |
| $100,000.00 | $1000.00 | 1.00 % |
| $200,000.00 | $1750.00 | 0.88 % |
| $300,000.00 | $2500.00 | 0.83 % |
| $400,000.00 | $3000.00 | 0.75 % |
| $500,000.00 | $3500.00 | 0.70 % |
| $600,000.00 | $4000.00 | 0.67 % |
| $800,000.00 | $4400.00 | 0.55 % |
| $1,000,000.00 | $5000.00 | 0.50 % |
| $2,000,000.00 | $6500.00 | 0.33 % |
| $3,000,000.00 | $8000.00 | 0.27 % |
| $5,000,000.00 | $11,000.00 | 0.22 % |
Contact
1688 East 16th St, Suite 6,
Brooklyn, NY 11229
Phone: (718) 375-7631
Fax: (718) 375-3102